SOC 2 Compliant SharePoint for Financial Services
Secure, compliant SharePoint solutions designed for banks, investment firms, and financial institutions. Meet regulatory requirements while improving operational efficiency.
Financial Services Capabilities
Purpose-built SharePoint solutions that address regulatory requirements and security demands of financial institutions.
SOC 2 Compliance
Fully compliant implementations with comprehensive audit trails, access controls, and security monitoring.
Secure Client Portals
Build secure portals for client document exchange, account management, and secure communications.
Regulatory Document Management
Organize and manage compliance documentation with automated retention and disposition policies.
Audit Trail Management
Complete visibility into document access, modifications, and approvals for regulatory audits.
Financial Solutions We Deliver
From client portals to compliance management systems, we build SharePoint solutions that meet the stringent requirements of financial services.
- Client Document Portals
- Loan Processing Workflows
- Compliance Documentation Systems
- Investment Research Libraries
- Regulatory Reporting Dashboards
- Risk Management Platforms
- Board Meeting Management
- Secure File Sharing for PII
Regional Investment Bank
Challenge:
A mid-size investment bank needed to modernize their document management while meeting SEC and FINRA compliance requirements.
Solution:
Deployed SharePoint Online with custom compliance workflows, automated retention policies, and secure client collaboration spaces.
Results:
- 95% faster document retrieval
- Zero compliance findings in 3 consecutive audits
- 60% reduction in manual compliance tasks
- Unified platform for 500+ advisors
Ready to Modernize Your Financial Operations?
Get a free compliance assessment and discover how SharePoint can improve your financial services operations.
Schedule Free Assessment